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Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2023-08-10
  • VA RA
    APPROVED
    Since 2023-08-10

Branch Locations

800 E Canal St St 950, Richmond, VA 23219 • United States

Glen Allen, VA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jennifer Farley Designs Glen Allen VA 01/2011 10/2016
Securian Financial Services Inc St Paul MN 09/2021 01/2022
Securian Financial Services Inc St Paul MN 02/2022 08/2023
Vam Partners - Irongate Capital Advisors Richmond VA 02/2022 Present
Jennifer Farley Glen Allen VA 10/2016 12/2023
Bloom, Llc Ashland VA 10/2012 12/2021
Cetera Wealth Services, Llc Richmond VA 08/2023 Present
Cetera Investment Advisers Llc Schaumburg IL 08/2023 Present
  • 01/2011 → 10/2016
    Jennifer Farley Designs
    Glen Allen, VA
  • 09/2021 → 01/2022
    Securian Financial Services Inc
    St Paul, MN
  • 02/2022 → 08/2023
    Securian Financial Services Inc
    St Paul, MN
  • 02/2022 → Present
    Vam Partners - Irongate Capital Advisors
    Richmond, VA
  • 10/2016 → 12/2023
    Jennifer Farley
    Glen Allen, VA
  • 10/2012 → 12/2021
    Bloom, Llc
    Ashland, VA
  • 08/2023 → Present
    Cetera Wealth Services, Llc
    Richmond, VA
  • 08/2023 → Present
    Schaumburg, IL
Previous Registrations
  • 2022-04-22 → 2023-08-10
    Securian Financial Services, Inc.
    Richmond, VA
    St. Paul, MN
  • 2005-06-01 → 2012-09-12
    Richmond, VA
    Richmond, VA
  • 2007-01-03 → 2007-04-30
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
Other Businesses

1. NAME OF OTHER BUSINESS: VIRGINIA ASSET MANAGEMENT INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 02/2022 POSITION/TITLE/RELATIONSHIP: REGISTERED STAFF APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 BRIEF DESCRIPTION OF DUTIES: PROVIDE OPERATIONAL SUPPORT

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-04-18
  • S66 Uniform Combined State Law Examination
    2022-04-18
Other Names
  • Jennifer Joy Seay
  • Jennifer Joy Farley
  • Jennifer S Farley
  • Jennifer J Farley

View on SEC IAPD

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