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Cetera Investment Advisers LLC CRD 105644
$257B regulatory AUM 24,019 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VA | RA | APPROVED | 2023-08-10 |
Branch Locations
800 E Canal St St 950, Richmond, VA 23219 • United States
Glen Allen, VA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jennifer Farley Designs | Glen Allen | VA | 01/2011 | 10/2016 |
| Securian Financial Services Inc | St Paul | MN | 09/2021 | 01/2022 |
| Securian Financial Services Inc | St Paul | MN | 02/2022 | 08/2023 |
| Vam Partners - Irongate Capital Advisors | Richmond | VA | 02/2022 | Present |
| Jennifer Farley | Glen Allen | VA | 10/2016 | 12/2023 |
| Bloom, Llc | Ashland | VA | 10/2012 | 12/2021 |
| Cetera Wealth Services, Llc | Richmond | VA | 08/2023 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 08/2023 | Present |
1. NAME OF OTHER BUSINESS: VIRGINIA ASSET MANAGEMENT INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 02/2022 POSITION/TITLE/RELATIONSHIP: REGISTERED STAFF APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 BRIEF DESCRIPTION OF DUTIES: PROVIDE OPERATIONAL SUPPORT
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-04-18 |
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