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Deborah Mcnulty

LPl Financial LLC

Fort Mill, SC

Fort Mill, SC

Fort Mill, SC

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2025-01-29
TX RA APPROVED 2025-01-29
  • SC RA
    APPROVED
    Since 2025-01-29
  • TX RA
    APPROVED
    Since 2025-01-29

Branch Locations

1055 Lpl Way, Fort Mill, SC 29715 • United States

Fort Mill, SC • United States

Fort Mill, SC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Nathan Hale Capital, Llc Charlotte NC 06/2015 08/2017
Lpl Financial, Llc Fort Mill SC 08/2017 04/2021
Ally Invest Securities Llc Charlotte NC 05/2021 06/2024
Linden Thomas & Company Charlotte NC 08/2024 08/2024
Zeus Financial Charlotte NC 06/2024 08/2024
Ally Invest Securities Llc Charlotte NC 11/2024 12/2024
Lpl Financial Llc Fort Mill SC 12/2024 Present
  • 06/2015 → 08/2017
    Nathan Hale Capital, Llc
    Charlotte, NC
  • 08/2017 → 04/2021
    Lpl Financial, Llc
    Fort Mill, SC
  • 05/2021 → 06/2024
    Ally Invest Securities Llc
    Charlotte, NC
  • 08/2024 → 08/2024
    Linden Thomas & Company
    Charlotte, NC
  • 06/2024 → 08/2024
    Zeus Financial
    Charlotte, NC
  • 11/2024 → 12/2024
    Ally Invest Securities Llc
    Charlotte, NC
  • 12/2024 → Present
    Lpl Financial Llc
    Fort Mill, SC
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-01-29
S63 Uniform Securities Agent State Law Examination 2010-07-26
  • S65 Uniform Investment Adviser Law Examination
    2025-01-29
  • S63 Uniform Securities Agent State Law Examination
    2010-07-26
Other Names
  • Deborah L Mcnulty
  • Deborah L Mears
  • Deborah L Mcnulty
  • Deborah L Vacca
  • Deborah Louise Mcnulty
  • Deborah Mcnulty

View on SEC IAPD

Other Firms

STATE FARM INVESTMENT MANAGEMENT CORP.
BELLEAIR WEALTH MANAGEMENT, LLC
WEALTHCARE ADVISORY PARTNERS LLC
INSIGHT SECURITIES, INC.
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
EDWARD JONES
SCHWAB WEALTH ADVISORY, INC.
PFS INVESTMENTS INC.

Other Investors

ALPESH JITENDRA PATEL
Tamrah Jennifer Bordini
MATTHEW N WALLEN
RAMIRO IGNACIO PARES
NILDA MELGAREJO DE BOYRIE
STEVEN Samuel SHANEYFELT
Katie Wineski Riegel
Christopher Wayne McAlister

Other Offices

STATE FARM INVESTMENT MANAGEMENT CORP. · Fort Mill, SC
BELLEAIR WEALTH MANAGEMENT, LLC · Fort Mill, SC
WEALTHCARE ADVISORY PARTNERS LLC · Fort Mill, SC
INSIGHT SECURITIES, INC. · Fort Mill, SC
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Fort Mill, SC
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Ft Mill, SC
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Ft Mill, SC
EDWARD JONES · FORT MILL, SC

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