Frank Frederick Loria

Employer firm

Empower Advisory Group, LLC CRD 112058

$195B regulatory AUM 24 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2016 → 08/2021
  Santander Bank, Na
  Boston, MA
• 05/2016 → 08/2021
  Santander Securities, Llc
  Dorchester, MA
• 08/2021 → Present
  The Prudential Insurance Company Of America
  Bolton, CT
• 08/2021 → Present
  Prudential Investment Management Services Llc
  Bolton, CT
• 04/2022 → Present
  Gwfs Equities, Inc.
  Hartford, CT

Previous Registrations

• 2016-05-31 → 2021-08-10
  Santander Securities Llc
  Hartford, CT
  Glastonbury, CT
  Manchester, CT
  Framingham, MA
  Hartford, CT
  Worcester, MA
  West Hartford, CT
  East Windsor, CT
  Enfield, CT
  Hartford, CT
  Wickford, RI
  Framingham, MA
  Enfield, CT
  South Windsor, CT
  Enfield, CT
  East Windsor, CT
  South Windsor, CT
  Springfield, MA
  South Windsor, CT
  East Hartford, CT
  East Windsor, CT
  Enfield, CT
  Boston, MA
  East Hartford, CT
  West Hartford, CT
• 2014-01-13 → 2016-05-09
  Citizens Securities, Inc.
  Middletown, CT
  Middletown, CT
  Durham, CT
  Deep River, CT
  Manchester, CT
  Higganum, CT
  Rocky Hill, CT
• 2004-06-21 → 2014-01-13
  People'S Securities, Inc.
  Storrs, CT
  Mansfield Center, CT
  Colchester, CT
  Mansfield Center, CT
  Norwich, CT
  Storrs, CT
  Storrs, CT
  Uncasville, CT
  Willimantic, CT
  Putnam, CT
  Waterford, CT
  Waterford, CT
  Niantic, CT
  Dayville, CT
• 2001-03-20 → 2004-06-08
  Osaic Institutions, Inc.
  Putnam, CT

Exams

• S65 Uniform Investment Adviser Law Examination
  1996-04-09
• S63 Uniform Securities Agent State Law Examination
  1996-03-29

Other Names

• Frank Frederick Loria
• Frank Loria