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Current Employers
Atlanta Consulting Group Advisors, Llc

5600 Glenridge Drive Ne Suite 230 - East, Atlanta, GA 30342 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2018-04-19
GA RA APPROVED 2018-01-30
  • TX RA
    APPROVED
    Since 2018-04-19
  • GA RA
    APPROVED
    Since 2018-01-30

Branch Locations

5600 Glenridge Drive Ne Suite 230 - East, Atlanta, GA 30342 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates, Inc. Atlanta GA 02/2013 12/2017
Niagara International Capital Limited San Diego CA 01/2018 06/2018
Atlanta Consulting Group Advisors, Llc Atlanta GA 01/2018 Present
Kingswood Capital Partners, Llc Atlanta GA 06/2018 Present
Previous Registrations
  • 2013-02-13 → 2017-12-31
    Atlanta, GA
    Atlanta, GA
  • 2001-01-01 → 2013-02-13
    Morgan Keegan & Company, Llc
    Atlanta, GA
    Atlanta, GA
    Atlanta, GA
Other Businesses

(1) KAREN F. MALLOY FAMILY TRUST POSITION: TRUSTEE NATURE: NA. I AM A NAMED TRUSTEE ALONG WITH MY WIFE ON HER TRUST ACCOUNT. INVESTMENT RELATED: NO NUMBER OF HOURS: 2 INVESTMENT RELATED HOURS: 1 START DATE: 10/09/2012 ADDRESS: NA DESCRIPTION: OVERSITE OF ASSETS (2) LICENSED INSURANCE AGENT WITH GENWORTH LIFE AND ANNUITY INSURANCE COMPANY. INVESTMENT RELATED: YES. NUMBER OF HOURS: 6 INVESTMENT RELATED HOURS: 6 3) Atlanta Consulting Group,Is Investment Related,"5600 Glenridge Dr NE, Suite 230 East, Atlanta, GA, 30342, United States",Investment Consulting,Partner,1/1/2018,120 hours per month,1 hours per month during trading hours,Salary Compensation,Client facing invesment consultant

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1993-12-15
S63 Uniform Securities Agent State Law Examination 1987-08-24
  • S65 Uniform Investment Adviser Law Examination
    1993-12-15
  • S63 Uniform Securities Agent State Law Examination
    1987-08-24
Designations

View on SEC IAPD

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