Best Investors
Account
Sign in
5600 Glenridge Drive Ne Suite 230 - East, Atlanta, GA 30342 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2018-04-19 |
| GA | RA | APPROVED | 2018-01-30 |
Branch Locations
5600 Glenridge Drive Ne Suite 230 - East, Atlanta, GA 30342 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James & Associates, Inc. | Atlanta | GA | 02/2013 | 12/2017 |
| Niagara International Capital Limited | San Diego | CA | 01/2018 | 06/2018 |
| Atlanta Consulting Group Advisors, Llc | Atlanta | GA | 01/2018 | Present |
| Kingswood Capital Partners, Llc | Atlanta | GA | 06/2018 | Present |
(1) KAREN F. MALLOY FAMILY TRUST POSITION: TRUSTEE NATURE: NA. I AM A NAMED TRUSTEE ALONG WITH MY WIFE ON HER TRUST ACCOUNT. INVESTMENT RELATED: NO NUMBER OF HOURS: 2 INVESTMENT RELATED HOURS: 1 START DATE: 10/09/2012 ADDRESS: NA DESCRIPTION: OVERSITE OF ASSETS (2) LICENSED INSURANCE AGENT WITH GENWORTH LIFE AND ANNUITY INSURANCE COMPANY. INVESTMENT RELATED: YES. NUMBER OF HOURS: 6 INVESTMENT RELATED HOURS: 6 3) Atlanta Consulting Group,Is Investment Related,"5600 Glenridge Dr NE, Suite 230 East, Atlanta, GA, 30342, United States",Investment Consulting,Partner,1/1/2018,120 hours per month,1 hours per month during trading hours,Salary Compensation,Client facing invesment consultant
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1993-12-15 |
| S63 | Uniform Securities Agent State Law Examination | 1987-08-24 |
Reach out to this advisor