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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2016-02-22 |
| PA | RA | APPROVED | 2009-09-11 |
Branch Locations
130 N. 18Th Street One Logan Square, 17Th Floor, Philadelphia, PA 19103-6933 • United States
Ardmore, PA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets | Philidelphia | PA | 05/2009 | Present |
| City National Bank | Philadelphia | PA | 11/2019 | Present |
(1) HOPE CREEK FARM HUNTING CLUB; ADDRESS: GROSCUP ROAD LOWER ALLOWAY CREEK, NJ 8038; BUSINESS DESCRIPTION: HUNTING CLUB, FARM; NOT INVESTMENT RELATED; START DATE: 01/01/2012; CAPACITY: OWNER-ACTIVE, TREASURER; DUTIES: INCOMING TREASURER, COLLECT DUES AND PAY BILLS; HOURS DEVOTED PER WEEK: 1; HOURS DEVOTED DURING SECURITIES HOURS PER WEEK: 0
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2009-09-10 |
| S63 | Uniform Securities Agent State Law Examination | 1987-10-01 |
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