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James Michael Redinger

Stifel, Nicolaus & Company, Incorporated

Fairlawn, OH

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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2022-05-24
TX RA APPROVED_RES 2022-05-12
  • OH RA
    APPROVED
    Since 2022-05-24
  • TX RA
    APPROVED_RES
    Since 2022-05-12

Branch Locations

3600 Embassy Parkway Suite 200, Fairlawn, OH 44333 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Rocky River OH 06/2007 05/2022
Stifel Nicolaus & Co Inc Fairlawn OH 05/2022 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-03-09
S63 Uniform Securities Agent State Law Examination 1988-12-09
  • S66 Uniform Combined State Law Examination
    2006-03-09
  • S63 Uniform Securities Agent State Law Examination
    1988-12-09
Other Names
  • Mike Redinger

View on SEC IAPD

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