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Current Employers
Pfs Investments Inc.

1 Primerica Parkway, Duluth, GA 30099-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2026-07-29
  • OH RA
    APPROVED
    Since 2026-07-29

Branch Locations

55 S Miller Rd Ste 202, Fairlawn, OH 44333 • United States

4500 Cooper Rd Ste 203-A, Cincinnati, OH 45242 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hispanic Umadaop Cleveland OH 11/2021 09/2025
Unemployed Avon Lake OH 05/2020 10/2021
Ta Operating Llc Westlake OH 03/2016 04/2020
Primerica Financial Services Fairlawn OH 11/2021 Present
Pfs Investments Inc. Fairlawn OH 06/2023 Present
Robert Half Menlo Park CA 11/2024 09/2025
Lorain County Children And Families First Council Elyria OH 09/2025 11/2025
  • 11/2021 → 09/2025
    Hispanic Umadaop
    Cleveland, OH
  • 05/2020 → 10/2021
    Unemployed
    Avon Lake, OH
  • 03/2016 → 04/2020
    Ta Operating Llc
    Westlake, OH
  • 11/2021 → Present
    Primerica Financial Services
    Fairlawn, OH
  • 06/2023 → Present
    Fairlawn, OH
  • 11/2024 → 09/2025
    Robert Half
    Menlo Park, CA
  • 09/2025 → 11/2025
    Lorain County Children And Families First Council
    Elyria, OH
Other Businesses

Sales of investment-related products; part-time or full-time, for companies affiliated with PFS Investments Inc. I may also receive non-investment related compensation from Primerica Mortgage, LLC for the sale of loan products and/or Primerica Client Services, Inc. (a co-located affiliate of PFS Investments Inc.) for part-time referrals of home security and automation products, as well as other home related services. Three Arches Foundation, Financial Oversight Committee, 6/2024 to Present.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2026-06-17
S63 Uniform Securities Agent State Law Examination 2024-05-10
  • S65 Uniform Investment Adviser Law Examination
    2026-06-17
  • S63 Uniform Securities Agent State Law Examination
    2024-05-10
Other Names
  • Lee Pena
  • Leonides Pena
  • Lee Pena

View on SEC IAPD

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