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1345 Avenue Of The Americas, New York, NY 10105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-10-23 |
| NJ | RA | APPROVED | 2002-07-29 |
Branch Locations
10 Madison Avenue 2Nd Floor, Morristown, NJ 07960 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa Advisors, Llc | New York | NY | 04/2000 | 06/2020 |
| Equitable Advisors, Llc | New York | NY | 04/2000 | Present |
07/01/2003, Officer, VP, Net Worth Management Inc, 10 Madison Ave, Lower Lobby, Morristown, NJ 07960, consultation on health, LTC and disability insurance, 10 hrs/month, $2000 annual comp; Various other outside brokerage and insurance business, ICB General Agency
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-04-27 |
| S63 | Uniform Securities Agent State Law Examination | 1988-09-07 |
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