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1345 Avenue Of The Americas, New York, NY 10105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-07-11 |
| TN | RA | APPROVED | 2008-01-18 |
Branch Locations
1817A Madison Street Suite 3, Clarksville, TN 37043 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa Advisors, Llc | New York | NY | 01/2008 | 06/2020 |
| Equitable Advisors, Llc | New York | NY | 01/2008 | Present |
1- Board Member/President Malcolms Point HOA A: PO Box 1931 Cadiz KY 42211 Start date: 09/01/20 Duties:part of a 5 member board of managers overseeing the business of an HOA. 2 Power of Attorney for father.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-08-13 |
| S63 | Uniform Securities Agent State Law Examination | 1987-09-17 |
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