Steven Joseph Menendez

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2015-07-30
NC	RA	APPROVED	2002-07-02

TX RA
APPROVED_RES

Since 2015-07-30
NC RA
APPROVED

Since 2002-07-02

Branch Locations

100 Turnberry Way, Pinehurst, NC 28374 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors Llc	Pinehurst	NC	05/2009	11/2016
Wells Fargo Clearing Services, Llc	Pinehurst	NC	11/2016	Present

05/2009 → 11/2016

Wells Fargo Advisors Llc

Pinehurst, NC
11/2016 → Present

Wells Fargo Clearing Services, Llc

Pinehurst, NC

Other Businesses

FIRSTHEALTH OF THE CAROLINAS, INV RELATED, PINEHURST, NC, FINANCE AND INVESTMENT COMMITTEE MEMBER, START 1/1/2008, 1.5 HOURS PER MONTH, ZERO DURING TRADING, HEALTHCARE. MID SOUTH CLUB POA, INVT RELATED, SOUTHERN PINES, NC, FINANCE AND PLANNING COMMITTEE, START DATE 1/22/2024, 4 HRS PER MONTH, 0 HRS DURING TRADING, ATTENDING MEETINGS. PREPARING ANNUAL BUDGETS, LONG RANGE PLANNING FOR FUNDING LONG-TERM CAPITAL EXPENSES, DEVELOP FINANCIAL PLANS THAT ALLOW CAPITAL RESERVE FUNDING TO MATCH ANTICIPATED EXPENSES. PARTICIPATING IN DISCUSSIONS ON SOME CASH FLOW/CASH MANAGEMENT ISSUES.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1991-12-24
S63	Uniform Securities Agent State Law Examination	1987-08-18

S65 Uniform Investment Adviser Law Examination

1991-12-24
S63 Uniform Securities Agent State Law Examination

1987-08-18