Donald Henry Espenan

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2020-04-08
LA	RA	APPROVED	2010-11-18

TX RA
APPROVED_RES

Since 2020-04-08
LA RA
APPROVED

Since 2010-11-18

Branch Locations

1100 Poydras Street Suite 1900, New Orleans, LA 70163 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Citigroup Global Markets Inc.	New Orleans	LA	07/1993	Present
Morgan Stanley Smith Barney	New Orleans	LA	06/2009	Present
Morgan Stanley Private Bank, National Association	New York	NY	01/2015	Present

07/1993 → Present

Citigroup Global Markets Inc.

New Orleans, LA
06/2009 → Present

Morgan Stanley Smith Barney

New Orleans, LA
01/2015 → Present

Morgan Stanley Private Bank, National Association

New York, NY

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2006-07-17
S63	Uniform Securities Agent State Law Examination	1989-11-22

S65 Uniform Investment Adviser Law Examination

2006-07-17
S63 Uniform Securities Agent State Law Examination

1989-11-22

View on SEC IAPD

Current Employers

Morgan Stanley

Disclosures

Employment History

Exams

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