Charles Kent Mehling

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2007-08-13

TX RA
APPROVED

Since 2007-08-13

Branch Locations

Spring, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial, Llc	Houston	TX	03/2006	Present

03/2006 → Present

Lpl Financial, Llc

Houston, TX

Other Businesses

1. 8/17/2016: No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 03/17/1987 - 40 Hours Per Month/2 Hours During Securities Trading - INS Types: Life, Health, Disability, LTC, Fixed Annuities. 2. 10/25/2021 - Mehling Financial Group - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 01/01/1990- 30 Hours Per Month/0 Hours During Securities Trading - Sale of group and individual health, fixed life, disability income and long term care insurance products.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1987-07-24

S63 Uniform Securities Agent State Law Examination

1987-07-24

Other Names

Chuck Mehling

View on SEC IAPD