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Anne Marie Metro

Rbc Capital Markets, LLC

Oakbrook Terrace, IL

Oak Brook, IL

CRD 1697327

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Employer firm

Rbc Capital Markets, LLC CRD 31194

$310B regulatory AUM 1,893 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2015-04-01
TX RA APPROVED 2015-04-01
  • IL RA
    APPROVED
    Since 2015-04-01
  • TX RA
    APPROVED
    Since 2015-04-01

Branch Locations

Two Mid America Plaza Suite 500 South, Oakbrook Terrace, IL 60181-4715 • United States

Oak Brook, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets, Llc Oakbrook Terrace IL 04/2015 Present
Previous Registrations
Other Businesses

AMWAY / PERSONAL USE / 7575 FULTON STREET EAST ADA, MI 49355-0001 / PERSONAL MEMBERSHIP / START DATE 11/01/1995

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-12-01
S63 Uniform Securities Agent State Law Examination 1987-10-23
  • S65 Uniform Investment Adviser Law Examination
    1997-12-01
  • S63 Uniform Securities Agent State Law Examination
    1987-10-23
Other Names
  • Anne Marie Figaro
  • Anne Marie Piwowarczyk
  • Anne Marie Metro Piwowarczyk
  • Anne Marie Metro

View on SEC IAPD

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