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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2019-01-11 |
Branch Locations
100 Crescent Court 13Th Floor, Dallas, TX 75201 • United States
712 Main St 5Th Floor - South, Houston, TX 77002 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | Houston | TX | 03/2008 | 01/2019 |
| Jpmorgan Chase Bank, N.A. | Houston | TX | 01/2019 | Present |
| Jpmorgan Securities, Llc. | Houston | TX | 01/2019 | Present |
Effective 1/11/2019 I will be an employee of both JPMorgan Securities and JPMorgan Bank. JPMorgan Bank offers a broad range of products and services nationwide. As an employee of JPMorgan Bank I will be able to offer certain bank products and services, including deposit and credit products.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-10-25 |
| S63 | Uniform Securities Agent State Law Examination | 1993-04-23 |
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