Mark Stephen Hall

Employer firm

United Planners' Financial Services Of America A Limited Partner CRD 20804

$12.8B regulatory AUM 483 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

United Planners' Financial Services Of America A Limited Partner

7333 East Doubletree Ranch Rd, Suite 120, Scottsdale, AZ 85258 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2023-04-04
AZ	RA	APPROVED	2012-07-24

TX RA
APPROVED_RES

Since 2023-04-04
AZ RA
APPROVED

Since 2012-07-24

Branch Locations

Paradise Valley, AZ • United States

7333 E. Doubletree Ranch Road #120, Scottsdale, AZ 85258-2023 • UNITED STATES

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
United Planners' Financial Services	Scottsdale	AZ	07/2012	Present
H F Capitol Group Llc	Scottdale	AZ	07/2012	Present
Life Brokers Usa	Paradise Valley	AZ	01/2013	Present
Total Financial & Insurances, Inc.	Los Angeles	CA	05/2016	Present

07/2012 → Present

United Planners' Financial Services

Scottsdale, AZ
07/2012 → Present

H F Capitol Group Llc

Scottdale, AZ
01/2013 → Present

Life Brokers Usa

Paradise Valley, AZ
05/2016 → Present

Total Financial & Insurances, Inc.

Los Angeles, CA

Previous Registrations

2003-07-08 → 2012-08-23

Strategic Investment Advisors

Paradise Valley, AZ
2003-07-02 → 2009-12-31

Strategic Investment Advisors

Scottsdale, AZ
2002-09-23 → 2009-03-30

The Planning Group

Scottsdale, AZ

Other Businesses

1.) H F CAPITOL GROUP LLC - OWNER - AGENT/REP - INSURANCE AND FINANCIAL SERVICES - SINCE 07/2012 - SCOTTSDALE, AZ - INVESTMENT RELATED 2.) LIFE BROKERS USA - INSURANCE AGENT - INSURANCE SALES AND SERVICES - SINCE 01/2013 - PARADISE VALLEY AZ - INVESTMENT RELATED 3.) TOTAL FINANCIAL & INSURANCES, INC. - Agent - Fixed Life Insurance - LOS ANGELES, CA - SINCE 05/2016 - INVESTMENT RELATED 4.) HF CAPITAL GROUP - MANAGING DIRECTOR - DBA NAME FOR MARKETING PURPOSES ONLY - PARADISE VALLEY, AZ - SINCE 07/2012 - INVESTMENT RELATED

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2002-05-03
S65	Uniform Investment Adviser Law Examination	1992-07-20
S63	Uniform Securities Agent State Law Examination	1987-08-03

S66 Uniform Combined State Law Examination

2002-05-03
S65 Uniform Investment Adviser Law Examination

1992-07-20
S63 Uniform Securities Agent State Law Examination

1987-08-03

View on SEC IAPD