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Evan Carl Joffe

Morgan Stanley

Orlando, FL

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2009-06-01
  • FL RA
    APPROVED
    Since 2009-06-01

Branch Locations

201 East Pine Street 11Th Floor, Orlando, FL 32801 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citigroup Global Markets Inc. Orlando FL 02/2006 Present
Morgan Stanley Smith Barney Orlando FL 06/2009 Present
Morgan Stanley Private Bank, National Association New York NY 01/2015 Present
  • 02/2006 → Present
    Orlando, FL
  • 06/2009 → Present
    Morgan Stanley Smith Barney
    Orlando, FL
  • 01/2015 → Present
    Morgan Stanley Private Bank, National Association
    New York, NY
Previous Registrations
  • 2006-02-21 → 2009-06-01
    Orlando, FL
    New York, NY
    Orlando, FL
  • 2004-06-02 → 2006-02-21
    Legg Mason Wood Walker, Incorporated
    Orlando, FL
Other Businesses

1. JOFFE ENTERPRISES, LLC 2109 LAKE DEBRA DR. ORLANDO, FL 32835 2. NOT INVESTMENT RELATED 3. PRESIDENT AND SOLE-OWNER 4. 2002 START DATE 5. MINIMAL 6. NO HOURS DURING NORMAL WORKING HOURS.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-04-30
  • S66 Uniform Combined State Law Examination
    2004-04-30
Other Names
  • Evan Joffe

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