Robert John Barnes

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
OH	RA	APPROVED	2019-10-01

OH RA
APPROVED

Since 2019-10-01

Branch Locations

Orwell, OH • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Cadaret, Grant & Co., Inc.	North Olmsted	OH	12/2011	10/2019
Robert Barnes Asset Management	North Olmsted	OH	12/2011	10/2019
Lpl Financial Llc	Orwell	OH	10/2019	Present

12/2011 → 10/2019

Cadaret, Grant & Co., Inc.

North Olmsted, OH
12/2011 → 10/2019

Robert Barnes Asset Management

North Olmsted, OH
10/2019 → Present

Lpl Financial Llc

Orwell, OH

Previous Registrations

2013-12-06 → 2019-10-02

Cadaret, Grant & Co., Inc.

North Olmsted, OH

Other Businesses

1) 12/2011 - DBA for LPL Business (entity for LPL business) - ROBERT BARNES ASSET MANAGEMENT - INVESTMENT RELATED - 95% - ORWELL, OH 2) 3/2019 - Outside/W-2 Employment - PAINE FUNERAL HOME - NOT INVESTMENT RELATED - 1% - 140 E. Main St. Orwell, Ohio 44076 3) 12/2011 - Non-Variable Insurance - Robert Barnes Asset Management - INVESTMENT RELATED - 3% - ORWELL, OH

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1996-01-25

S63 Uniform Securities Agent State Law Examination

1996-01-25

View on SEC IAPD