Dale Alan Hearn

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/1997 → 02/2025
  Concourse Financial Group Securities Inc
  Spring, TX
• 01/1997 → Present
  (Dba) Strategic Financial Advisors
  Spring, TX
• 02/2025 → Present
  Cetera Wealth Services, Llc
  Spring, TX
• 02/2025 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 1997-01-02 → 2025-02-20
  Concourse Financial Group Securities, Inc.
  Spring, TX
  Houston, TX
  Blakeslee, PA
  Birmingham, AL

Other Businesses

(dba) STRATEGIC FINANCIAL ADVISORS; Investment Related; 21025 Spring Brook Plaza Drive, Spring, TX 77379; Financial Advisor/Partner; Start Date 01/1997; 10 hours per month; Retirement and college planning. I occasionally sell term insurance products. >> LANIER BIBLICAL LITERACY CLASS; Non-Investment Related; 15555 Stuebner Airline Rd, Houston, TX 77066; Committee member; Start Date 08/2017; 1 hour per month; Count money for deposit, make deposits, and occasionally write checks. >> EXECUTOR; Non-Investment Related; 21025 Spring Brook Plaza Drive, Spring, TX 77379; Other; Executor; Start Date 01/2023; 6 hours per month with 2 of those hours per month occurring during trading hours; Executor of my mother's estate.

Exams

• S63 Uniform Securities Agent State Law Examination
  1987-10-13

Designations

• Certified Financial Planner
• Chartered Financial Consultant