Steven Soja

Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2015 → 04/2017
  First Republic Securities Company Llc
  San Francisco, CA
• 12/2015 → 04/2017
  First Republic Investment Management, Inc.
  San Francisco, CA
• 04/2017 → 10/2023
  First Republic Securities Company, Llc
  San Francisco, CA
• 04/2017 → Present
  First Republic Investment Management, Inc.
  San Francisco, CA
• 09/2023 → Present
  J.P. Morgan Securities Llc
  San Francisco, CA
• 10/2023 → Present
  Jpmorgan Chase Bank, Na.
  San Francisco, CA

Previous Registrations

• 2015-12-07 → 2025-03-19
  J.P. Morgan Private Wealth Advisors Llc
  San Francisco, CA
  San Francisco, CA
• 2006-06-22 → 2015-12-21
  Credit Suisse Securities (Usa) Llc
  San Francisco, CA
• 2003-11-14 → 2006-06-22
  Banc Of America Investment Services, Inc.
  San Francisco, CA
  San Francisco, CA
• 2001-05-15 → 2003-12-02
  Wells Fargo Investments, Llc
  San Francisco, CA

Other Businesses

Name: Belvedere Housing Development Fund Company, Inc. Address: Peekskill, New York Investment-related: No Nature of the business: Family owned real estate entity Role: Secretary Start Date: March 2016 Description of duties: Duties related to my role as Secretary Number of hours each month: 1 hour Number of hours during trading: None Name: Fairview Housing Development Fund Company, Inc., Name: South Broadway Housing Development Fund Company, Inc. Name: Yorktown Housing Development Fund Company, Inc. Name: White Plains Affordable Housing Development Fund Company, Inc. Name: Madison Housing Development Fund Company, Inc. Address: Peekskill, New York Investment-related: No Nature of the business: Family owned real estate entities Role: Vice President and Board Member on all entities Start Date: March, 2016 Description of duties: Board related duties Number of hours each month: 1 hour Number of hours during trading: None Name: SJS RE II Investments LLC Address: Tiburon CA 949420 Investment-related: Yes Nature of the business: Role: Owner / Member Start Date: 7/3/2023 Description of duties: LLC formed for Real Estate Investments Number of hours each month: 4 Number of hours during trading: 0

Exams

• S65 Uniform Investment Adviser Law Examination
  2016-01-25
• S63 Uniform Securities Agent State Law Examination
  1995-06-27

Other Names

• Steve Soja
• Steven John Soja