Brian Nathan Fox

Employer firm

Prospera Financial Services, Inc. CRD 10740

$12.4B regulatory AUM 14 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2009 → 06/2018
  Morgan Stanley Smith Barney
  Arlington, TX
• 01/2015 → 06/2018
  Morgan Stanley Private Bank, National Association
  New York, NY
• 06/2018 → Present
  Prospera Financial Services Inc.
  Dallas, TX

Previous Registrations

• 2009-06-01 → 2018-07-02
  Morgan Stanley
  Arlington, TX
• 2009-02-20 → 2009-06-01
  Morgan Stanley & Co. Llc
  Arlington, TX
• 2007-04-27 → 2009-02-23
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Fort Worth, TX
• 2007-05-01 → 2007-05-01
  Edward Jones
  Arlington, TX

Other Businesses

MR.FOX IS AN INVESTOR PARTICIPANT AT BG FOX, LLC. THIS BUSINESS CONSISTS OF BUILDING/SELLING RESIDENTIAL AND COMMERCIAL REAL ESTATE PROPERTIES. NOT INVESTMENT RELATED. SPENDING ONE TO TWO HOURS A WEEK NON DURING MARKET HOURS. COMP WILL BE ANYWHERE FROM 1% TO 20% OF ANNUAL INCOME. MR.FOX IS AN LLC MEMEBER OF FOXHAWK, LLC. THIS BUSINESS IS NOT INVESTMENT RELATED. SPENDING 1-9% OF HER WEEKLY TIME NONE DURING MARKET HOURS CONDUCTING THIS BUSINESS. COMP WILL BE 1-9% OF HIS ANNUAL INCOME.

Exams

• S66 Uniform Combined State Law Examination
  2007-03-08
• S63 Uniform Securities Agent State Law Examination
  1999-08-11

Other Names

• Brian Fox