Robert Frederic Katz

Current Employers

Employment History

• 05/2015 → 02/2025
  Concourse Financial Group Securities Inc
  Denver, CO
• 01/2020 → Present
  (Dba) Katz Insurance, Llc
  Denver, CA
• 02/2025 → Present
  Cetera Wealth Services, Llc
  Denver, CO
• 02/2025 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2015-05-15 → 2025-02-20
  Concourse Financial Group Securities, Inc.
  Denver, CO
  Birmingham, AL
• 2010-10-05 → 2015-05-27
  Questar Asset Management, Inc.
  Minneapolis, MN
  Centennial, CO
• 2007-06-19 → 2010-10-11
  Voya Financial Advisors, Inc.
  Lakewood, CO
  Centennial, CO
  Centennial, CO

Other Businesses

(dba) KATZ INSURANCE LLC; Investment Related; 740 Pearl Street #404, Denver, CO 80203; Insurance; Independent Insurance Producer; Start Date 01/2000; 10 hours per month with 4 of those hours occurring during trading hours; Independent Insurance sales - Fixed insurance product sales with various carriers and/or IMOs. >> LA CONCORDE CONDOS; Non-Investment Related; 740 Pearl Street #404, Denver, CO 80203; Real Estate; Board Member; Start Date 12/2019; 4 hours per month with no hours during trading hours; Maintain and oversee the building in which a own a condo in.

Exams

• S65 Uniform Investment Adviser Law Examination
  2007-06-14
• S63 Uniform Securities Agent State Law Examination
  1996-06-25

Other Names

• Robert F Katz
• Rob Katz