Charles Vincent Batson

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2025-07-10

NY RA
APPROVED

Since 2025-07-10

Branch Locations

510 West State Street, Herkimer, NY 13350 • United States

1634 Genesee Street, Utica, NY 13502 • United States

115 Genesee Street, New Hartford, NY 13413 • United States

50 Auert Avenue, Utica, NY 13502 • United States

4451 Commercial Drive, New Hartford, NY 13413 • United States

1822 Black River Blvd, Rome, NY 13440 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Cadaret, Grant & Co., Inc.	New Hartford	NY	10/2007	07/2025
Choice Investments	New Hartford	NY	10/2007	Present
Lpl Financial Llc	Herkimer	NY	07/2025	Present

10/2007 → 07/2025

Cadaret, Grant & Co., Inc.

New Hartford, NY
10/2007 → Present

Choice Investments

New Hartford, NY
07/2025 → Present

Lpl Financial Llc

Herkimer, NY

Previous Registrations

2021-05-04 → 2025-07-10

Cadaret, Grant & Co., Inc.

Syracuse, NY

New Hartford, NY

Utica, NY

Rome, NY

Herkimer, NY

Utica, NY

New Hartford, NY

Other Businesses

1) 07/10/2025-Choice Investments, LLC-Registered Representative-DBA for LPL Business (entity for LPL business)-Inv related-At reported business location(s)-Start date 10/01/2007-160hrs/mth-80hrs/mth during trading

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1987-08-01

S63 Uniform Securities Agent State Law Examination

1987-08-01

View on SEC IAPD