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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-05-12 |
| NJ | RA | APPROVED | 2010-11-15 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Montclair | NJ | 11/2010 | 03/2020 |
| Ameriprise Financial Services, Llc | Montclair | NJ | 03/2020 | Present |
Outside Employment; L&J Operations LLC; Registered Team Member - AFA; Manage advisory business; 1013 Colleton Way, , Trent Woods, NC, 28562; Investment-Related; 10/30/2024; 60 hours per month; 60 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-07-29 |
| S63 | Uniform Securities Agent State Law Examination | 1987-08-05 |
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