Elaine W Uttaro

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2009 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Boston, MA
• 06/2011 → Present
  Bank Of America, N.A.
  Boston, MA

Previous Registrations

• 2004-10-20 → 2009-10-23
  Banc Of America Investment Services, Inc.
  Boston, MA
  Boston, MA
  Boston, MA
  Boston, MA
• 2003-07-29 → 2004-10-20
  Quick & Reilly, Inc.
  Boston, MA

Exams

• S65 Uniform Investment Adviser Law Examination
  1998-07-20
• S63 Uniform Securities Agent State Law Examination
  1993-08-24

Other Names

• Elaine Wong
• Yeuk Lan Uttaro
• Elaine Yeuk Wong
• Elaine Wong Uttaro