John Allein Summers

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2014 → 10/2016
  Investors Capital Corporation
  Lynnfield, MA
• 05/1987 → Present
  Summers Financial Services
  Victor, NY
• 10/2016 → 09/2018
  Cetera Advisors Llc
  Denver, CO
• 09/2018 → Present
  Lpl Financial Llc
  Victor, NY

Other Businesses

1) 9/27/18- SUMMERS FINANCIAL SERVICES- DBA for LPL Business (entity for LPL business)- Inv. Related- Victor, NY - start date 05/1987- 180hrs/mth- 100% 2) 9/27/18- Non-Variable Insurance- Agent for Fixed business - Inv. Related- Victory, NY- start date 7/15/2016- 32hrs/mth- 10%. 3) 11/4/2019 - Dream Mutual - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 11/01/2019 - 40 Hours Per Month/40 Hours During Securities Trading. 4) 10/14/2022 - Dream Mutual A Summers Financial Partner - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 07/01/2020 - 40 Hours Per Month/8 Hours During Securities Trading 5) 09/05/2023 - John Summers - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - Start Date 08/01/2023 - 10 Hours Per Month/ 2 Hours During Securities Trading

Exams

• S63 Uniform Securities Agent State Law Examination
  1987-09-04

Other Names

• John Summers