Janice M Swickard

Employer firm

Kestra Advisory Services, LLC CRD 283330

$79.8B regulatory AUM 6,392 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2014 → 04/2020
  Old National Bank
  Huntingburg, IN
• 10/2014 → 04/2020
  Lpl Financial Llc
  Huntingburg, IN
• 01/2021 → 03/2022
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Evansville, IN
• 05/2020 → 12/2020
  Unemployed
  Chandler, IN
• 03/2022 → 04/2023
  Unemployed
  Newburgh, IN
• 05/2023 → 03/2025
  Old National Bank
  Evansville, IN
• 05/2023 → 03/2025
  Lpl Financial Llc
  Evansville, IN
• 03/2025 → 07/2025
  Unemployed
  Newburgh, IN
• 07/2025 → Present
  Kestra Investment Services Llc
  Evansville, IN
• 07/2025 → Present
  Kestra Advisory Services Llc
  Evansville, IN

Previous Registrations

• 2023-05-09 → 2025-04-02
  Lpl Financial Llc
  Evansville, IN
  Evansville, IN
• 2021-03-05 → 2022-04-20
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  New York, NY
  Evansville, IN
• 2014-10-06 → 2020-04-22
  Lpl Financial Llc
  Huntingburg, IN
  Newburgh, IN
  Pagosa Springs, CO
• 2004-04-14 → 2014-10-02
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Evansville, IN
  Evansville, IN

Other Businesses

Name: KESTRA ADVISORY SERVICES POSITION: IAR NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes # OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 07/15/2025 ADDRESS: 5707 Southwest Parkway, Building 2, Suite 400, Austin TX 78735, United States DESCRIPTION: IAR Name: FINCH FARMS LLC POSITION: Member NATURE: Real Estate INVESTMENT RELATED: No # OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 09/12/2011 ADDRESS: 4498 E County Road 550 N, Grandview IN 47615, United States DESCRIPTION: Attend the annual meeting. Name: EVERSTREAM WEALTH POSITION: Office Manager NATURE: Registered rep activities through Kestra Investment Services INVESTMENT RELATED: Yes # OF HOURS: 120 SECURITIES TRADING HOURS: 120 START DATE: 07/15/2025 ADDRESS: 4155 State Route 261 Suite A, Newburgh IN 47630, United States DESCRIPTION: Process new account and account paperwork. Receive clients, process mail.

Exams

• S66 Uniform Combined State Law Examination
  2003-09-12
• S63 Uniform Securities Agent State Law Examination
  1987-07-30

Other Names

• Janice M Cotton
• Janice Marie Mcgiff