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Cambridge Investment Research Advisors, Inc. CRD 134139
$139B regulatory AUM 68,815 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2026-03-05 |
Branch Locations
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Dempsey Lord Smith, Llc | Rome | GA | 06/2012 | 11/2025 |
| Gibson Retirement Planning, Llc | Greenville | SC | 02/2014 | Present |
| Cambridge Investment Research, Inc. | Fairfield | IA | 11/2025 | Present |
| Dempsey Lord Smith, Llc | Rome | GA | 11/2025 | 03/2026 |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 11/2025 | Present |
1. GIBSON RETIREMENT PLANNING, LLC - INVESTMENT RELATED - GREENVILLE, SC - FINANCIAL SERVICES - 100% OWNERSHIP -START FEB 2014 - 25 HRS/MONTH DURING SECURITIES TRADING HOURS 2. GUARDIAN - INVESTMENT RELATED - GREENVILLE, SC - INSURANCE AGENT - START DEC 1991 - 0 HRS/MONTH DURING SECURITIES TRADING HOURS - INSURANCE SALES 3. INNOVATIVE UNDERWRITERS, 439 Congaree Rd., Greenville SC 29607, United States, 11/2025, Agent, Insurance/Benefits/Human Resources, NIR, 1 HR/MO - 1 HR/MO TRADING 4. CIRA, 1776 Pleasant Plain Road, Fairfield IA 52556, United States, 11/2025, Investment Advisor Representative, CIRA Affiliation, INV REL, 160 HR/MO - 120 HR/MO TRADING 5. GREG GIBSON FIXED ANNUITIES, 200 Pawleys Drive, Simpsonville SC 29681, United States, 12/03/2025, Agent, Insurance - Fixed Annuities, NIR, 1 HR/MO - 0 HR/MO TRADING 6. GIBSON RETIREMENT PLANNING, LLC, 200 Pawleys Drive, Simpsonville SC 29681, United States, 12/03/2025, Agent, Set up the Gibson Retirement Planning LLC many years ago as a LOGO for advertising purposes. Do not currently use., NIR, 0 HR/MO - 0 HR/MO TRADING
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1989-06-21 |
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