Best Investors Account Sign in
Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Market timing

From the firm’s Form ADV. Read the guides:

Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2026-03-05
  • SC RA
    APPROVED
    Since 2026-03-05

Branch Locations

Simpsonville, SC • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Dempsey Lord Smith, Llc Rome GA 06/2012 11/2025
Gibson Retirement Planning, Llc Greenville SC 02/2014 Present
Cambridge Investment Research, Inc. Fairfield IA 11/2025 Present
Dempsey Lord Smith, Llc Rome GA 11/2025 03/2026
Cambridge Investment Research Advisors, Inc. Fairfield IA 11/2025 Present
Previous Registrations
Other Businesses

1. GIBSON RETIREMENT PLANNING, LLC - INVESTMENT RELATED - GREENVILLE, SC - FINANCIAL SERVICES - 100% OWNERSHIP -START FEB 2014 - 25 HRS/MONTH DURING SECURITIES TRADING HOURS 2. GUARDIAN - INVESTMENT RELATED - GREENVILLE, SC - INSURANCE AGENT - START DEC 1991 - 0 HRS/MONTH DURING SECURITIES TRADING HOURS - INSURANCE SALES 3. INNOVATIVE UNDERWRITERS, 439 Congaree Rd., Greenville SC 29607, United States, 11/2025, Agent, Insurance/Benefits/Human Resources, NIR, 1 HR/MO - 1 HR/MO TRADING 4. CIRA, 1776 Pleasant Plain Road, Fairfield IA 52556, United States, 11/2025, Investment Advisor Representative, CIRA Affiliation, INV REL, 160 HR/MO - 120 HR/MO TRADING 5. GREG GIBSON FIXED ANNUITIES, 200 Pawleys Drive, Simpsonville SC 29681, United States, 12/03/2025, Agent, Insurance - Fixed Annuities, NIR, 1 HR/MO - 0 HR/MO TRADING 6. GIBSON RETIREMENT PLANNING, LLC, 200 Pawleys Drive, Simpsonville SC 29681, United States, 12/03/2025, Agent, Set up the Gibson Retirement Planning LLC many years ago as a LOGO for advertising purposes. Do not currently use., NIR, 0 HR/MO - 0 HR/MO TRADING

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1989-06-21
  • S63 Uniform Securities Agent State Law Examination
    1989-06-21
Other Names
  • Greg Gibson

View on SEC IAPD

More in Simpsonville, SC

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor