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Wells Fargo Advisors Financial Network, LLC CRD 11025
$252B regulatory AUM 2,990 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2024-08-13 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Miami | FL | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Miami | FL | 11/2016 | 08/2024 |
| Wells Fargo Advisors Financial Network, Llc | Miami | FL | 08/2024 | Present |
SEMAAN WEALTH MANAGEMENT LLC, INV RELATED, MIAMI, FL, 100% OWNERSHIP, START 3/15/24, 10 HRS PER MONTH, 0 HRS DURING TRADING, FINET PRACTICE; | LSA WEALTH MANAGEMENT LLC, INV RELATED, MIAMI, FL, 100% OWNERSHIP, START 3/15/24, 10 HR PER MONTH, 3 HRS DURING TRADING, FINET PRACTICE; ROYAL HARBOUR YACHT CLUB HOA BOARD ; NOT INV RELATED; PALMETTO BAY, FL; HOMEOWNERS ASSOCIATION ; PRESIDENT; START DATE: 09/11/2025; 2 HRS PER MONTH; 0 HRS DURING TRADING;|
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1987-07-30 |
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