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11215 N. Community House Rd. Ste. 775, Charlotte, NC 28277 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-01-08 |
| FL | RA | APPROVED | 2018-03-13 |
| OH | RA | APPROVED | 2017-10-23 |
Branch Locations
448 1/2 Main St Suite 203, Coshocton, OH 43812 • United States
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2018-09-24 |
Branch Locations
448 1/2 Main Street, Ste. 203, Coshocton, OH 43812 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cfd Investments, Inc. | Kokomo | IN | 04/2004 | 10/2017 |
| Creative Financial Designs, Inc. | Kokomo | IN | 04/2004 | 10/2017 |
| H Dewey Thompson Financial Services | Coshocton | OH | 03/2007 | Present |
| Lpl Financial Llc | Coshocton | OH | 10/2017 | Present |
| Independent Advisor Alliance | Coshocton | OH | 10/2017 | Present |
1) 10/23/2017 - H. DEWEY THOMPSON FINANCIAL SERVICE - DBA for IAA and LPL Business - H. DEWEY THOMPSON FINANCIAL SERVICE - inv rel - at reported business location(s) - start: 10/2017 - 160 hr/mth 2) 10/23/2017 - J & D CR 6, LTD - Real Estate Rental - inv rel - Coshocton, OH - start: 09/2017 - 1 hr/mth 3) 10/23/2017 - MUSKINGUM VALLEY ROD & GUN CLUB - Real Estate Rental. Managing Partner - inv rel - Coshocton County, OH 4) 11/14/2017 - Independent Advisor Alliance - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Started 10/09/2017 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100% - I provide investment advisory services through Independent Advisor Alliance, an independent investment advisor firm. I started this business activity on 11/14/2017. I expect to spend approximately 160 hours/month on this activity. Please see the advisory firms Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 5) 10/2/2018 - Independent Advisor Alliance - DBA: (Hybrid) H. DEWEY THOMPSON FINANCIAL SERVICE - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Started 10/09/2017 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100% - I provide investment advisory services through Independent Advisor Alliance, an independent investment advisor firm. I started this business activity on 10/2/2018. I expect to spend approximately 160 hours/month on this activity. Please see the advisory firms Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 6) 11/03/2022 - H Dewey Thompson - Investment Related - At Reported Business Location(s) - Insurance Agency - servicing Agent - Start Date - 01/01/2023 - 7 Hours Per Month/6 Hours During Securities Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-03-31 |
| S63 | Uniform Securities Agent State Law Examination | 1996-08-29 |
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