Stephen Joseph Donovan

Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2009 → 09/2018
  Morgan Stanley Smith Barney
  Middleton, MA
• 01/2015 → 09/2018
  Morgan Stanley Private Bank, National Association
  New York, NY
• 09/2018 → Present
  Wells Fargo Clearing Services Llc
  Marlton, NJ

Previous Registrations

• 2009-06-01 → 2018-09-26
  Morgan Stanley
  Middleton, MA
  Mount Laurel, NJ
• 2008-11-06 → 2009-06-01
  Morgan Stanley & Co. Llc
  Middleton, MA
• 2002-07-02 → 2003-05-22
  Strategic Advisers Llc
  Burlington, MA

Exams

• S65 Uniform Investment Adviser Law Examination
  2013-08-23
• S66 Uniform Combined State Law Examination
  2002-08-21
• S63 Uniform Securities Agent State Law Examination
  1987-08-05