Mark Aldo Desalvo

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
NJ	RA	APPROVED	2021-10-22
PA	RA	APPROVED	2021-10-22
TX	RA	APPROVED_RES	2021-08-16
VA	RA	APPROVED	2011-11-17

NJ RA
APPROVED

Since 2021-10-22
PA RA
APPROVED

Since 2021-10-22
TX RA
APPROVED_RES

Since 2021-08-16
VA RA
APPROVED

Since 2011-11-17

Branch Locations

Chesapeake, VA • United States

Wells Fargo Center/ 440 Monticello Avenue Suite 2000, Norfolk, VA 23510 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc	Virginia Beach	VA	11/2011	Present

11/2011 → Present

Ubs Financial Services Inc

Virginia Beach, VA

Previous Registrations

2009-03-13 → 2011-12-05

Rbc Capital Markets, Llc

Virginia Beach, VA
2005-09-30 → 2009-03-13

Ferris, Baker Watts, Llc

Virginia Beach, VA

Viriginia Beach, VA
1991-09-12 → 2005-10-03

Morgan Stanley Dw Inc.

Virginia Bch, VA

Other Businesses

1) personal music group / 1952 mill pond drive chesapapeake,va 23320 / No/ 43404 Privately Held / USD / No / No / / Start Date 08/08/2016 / End Date 10/31/2018

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1991-08-13
S63	Uniform Securities Agent State Law Examination	1987-07-27

S65 Uniform Investment Adviser Law Examination

1991-08-13
S63 Uniform Securities Agent State Law Examination

1987-07-27

View on SEC IAPD