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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 1988-03-21
  • TX RA
    APPROVED
    Since 1988-03-21

Branch Locations

2435 N Central Expy Ste 915, Richardson, TX 75080-2753 • United States

Richardson, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Richardson TX 09/2005 03/2020
Ameriprise Financial Services, Llc Richardson TX 03/2020 Present
Other Businesses

Real Estate Ownership; Lot/Land; Raw Land 166 acres in Hunt County, TX (Hwy 11), ,; Investment-Related; 04/29/2011 / Single Family; 2014 N Cliffe, , Richardson, TX, 75082; Not Investment-Related; 07/01/2020. Business Ownership; TD Investments; ; This company was sent up to hold the lease for my practice. This is for protection purposes.; 2435 North Central Expressway Suite 915 Richardson, Tx. 75080, ,; Not Investment-Related; 08/30/2004; 0 hours per month; 0 during trading hours / Legacy 29:18, LLC; Directing manager of the LLC, provide leadership for effective decision making of members, equity decisions, income and expenses.; This is an LLC to manage the practice expenses.; 2435 N Central Expy., Suite 915, , Richardson, TX, 75080; Not Investment-Related; 09/07/2020; 1 to 9 hours per month; 0 during trading hours / ADTD, LLC; Manager; This is a LLC created to hold land and equipment for farming.; 2105 Champion Ct, , Richardson, TX, 75082; Investment-Related; 07/19/2013; 10 to 19 hours per month; 0 during trading hours / Vision Leasing, LLC; Co-owner; This business will lease farm equipment.; 2105 Champion Ct, , Richardson, TX, 75082; Not Investment-Related; 07/07/2026; 1 to 9 hours per month; 1 to 9 during trading hours. Outside Employment; Legacy 29:18, LLC; Co-owner; Manage advisory business; 2435 N Central Expy Suite 915, , Richardson, TX, 75082; Investment-Related; 09/07/2020; 1 to 9 hours per month; 1 to 9 during trading hours.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1988-02-23
  • S63 Uniform Securities Agent State Law Examination
    1988-02-23

View on SEC IAPD

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