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Current Employers
Independent Financial Group, Llc

12671 High Bluff Dr Suite 200, San Diego, CA 92130 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2013-06-18
  • TX RA
    APPROVED
    Since 2013-06-18

Branch Locations

740 E Campbell Road Suite 120, Richardson, TX 75081 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Independent Financial Group Richardson TX 05/2013 Present
  • 05/2013 → Present
    Independent Financial Group
    Richardson, TX
Previous Registrations
Other Businesses

(1) NOTARY POSITION: Officer/Director NATURE: Notary INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 12/02/2000 ADDRESS: 740 E Campbell Raod, Suite 120, Richardson TX 75081, United States DESCRIPTION: (NOTARY PUBLIC OFFERING NOTARY SERVICES. (2) TANNERY COMPANY POSITION: Officer/Director NATURE: DBA Name for Marketing Purposes Only INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 40 START DATE: 12/01/2000 ADDRESS: 740 E Campbell Raod, Suite 120, Richardson TX 75081, United States DESCRIPTION: 50% OWNER OF DBA USED FOR MARKETING PURPOSES.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-06-07
  • S66 Uniform Combined State Law Examination
    2000-06-07
Other Names
  • Tina Louise Ambriola
  • Tina Louise Ambriola

View on SEC IAPD

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