Jennifer Gillespie Helmer

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2014-10-17

TX RA
APPROVED

Since 2014-10-17

Branch Locations

Fort Worth, TX • United States

301 Commerce Ste 2800, Ft. Worth, TX 76102 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc.	Ft. Worth	TX	10/2014	Present

10/2014 → Present

Ubs Financial Services Inc.

Ft. Worth, TX

Previous Registrations

2009-06-01 → 2014-10-20

Morgan Stanley

Fort Worth, TX
2009-04-03 → 2009-06-01

Morgan Stanley & Co. Llc

Ft. Worth, TX
2006-12-01 → 2009-04-06

Wells Fargo Clearing Services, Llc

Fort Worth, TX

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2006-11-17

S66 Uniform Combined State Law Examination

2006-11-17

Other Names

Jennifer Lynn Gillespie
Jennifer Gillespie White
Jennifer Gillespie Helmer
Jennifer L White
Jennifer Lynn L Helmer

View on SEC IAPD