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1450 Brickell Avenue Suite 2610, Miami, FL 33131 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2023-09-01 |
Branch Locations
41 University Drive Suite 400, Newtown, PA 18940 • United States
Newtown, PA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | San Francisco | CA | 12/2002 | 07/2019 |
| Sanctuary Securities, Inc. | San Francisco | CA | 07/2019 | Present |
| Sanctuary Advisors, Llc | San Francisco | CA | 07/2019 | Present |
1) Name: FINRA Position: Volunteer Nature: Government Entity Investment Related: No Hours: 3 Securities Trading Hours: 0 Start Date: 01/17/2020 Address: 300 S. Grand Avenue, Suite 1700, Los Angeles CA 90071, United States Description: Financial (consumer and investment services), financial regulation, arbitrator, arbitrate mediations 2) FPA OF THE PHILADELPHIA TRI STATE AREA POSITION: Board Member NATURE: FPA Philly is the premier group in the Philadelphia region bringing together almost 500 local professionals in the financial planning industry. INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 12/15/2025 ADDRESS: 1290 N Broadway, Suite 1625, Denver CO 80203, United States DESCRIPTION: Board Director At LargeWork on projects/committees as needed
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-03-06 |
| S63 | Uniform Securities Agent State Law Examination | 1994-10-21 |
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