William Wesley Neighbors

Current Employers

Employment History

• 07/2012 → Present
  Lpl Financial Llc
  Huntsville, AL
• 07/2012 → Present
  Private Advisor Group, Llc
  Huntsville, AL

Previous Registrations

• 2003-04-11 → 2012-07-25
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Huntsville, AL
  Huntsville, AL
• 1989-08-25 → 2003-05-01
  Prudential Equity Group, Llc
  Huntsville, AL

Other Businesses

1) 07/09/2012: Neighbors Wealth Management - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) 2) 07/16/2012: No Business Name - Other - Not Investment Related - At Reported Business Location(s) - 5% Time Spent - sports talk radio 3) 09/12/2012: Private Advisor Group, LLC - Registered Investment Advisor - DBA: Private Advisor Group, LLC - Investment Related - At Reported Business Location(s) - 100% Time Spent - Advisory service provided by RIA 4) 02/05/2013: dixon wells - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - 10% Time Spent - INS Types: Life, Disability, LTC 5) 09/08/2016: allaince Group - Non-Variable Insurance - Investment Related - 200 west side square suite 400 Huntsville, al 35801 - Start 09/01/2016 - 5 Hr/Mo; 0 Hour(s) During Securities Trading - INS Type: Life, Fixed Annuities. 6) 12/5/2017 - Private Advisor Group - DBA: (Hybrid) Neighbors Wealth Management - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Started 07/24/2012 - 53 Hours Per Month/43 Hours During Securities Trading - I provide investment advisory services through Private Advisor Group, Inc., an independent investment advisor firm. I started this business activity on 12/05/2017. I expect to spend approximately 53 hours/month on this activity. Please see the advisory firms Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 7) 8/8/2018 - NBC - Not Investment Related - 108 Woodson St. Huntsville, Al 35801 - Other-Radio Station - Start Date:07/01/2018 - 50 Hours Per Month/0 Hours During Trading. 8) 08/16/2022- WILLIAM NEIGHBORS FINANCIAL MANAGEMENT LLC - Not Investment Related - Home Based - Business Entity For Tax/Investment Purposes Only -Start Date- 07/31/2022 - 5 Hours Per Month/ 5 Hours During Securities Trading 9) 04/16/2024 - No Business Name - Inv Related - Miramar Beach, FL - Real Estate Rental - Started: 4/8/2024 - 0 Hrs/Mo. 10) 11/06/2024 - Nabs Real Estate - Real Estate Rental - Investment Related - 1217 North Memorial Parkway Huntsville, AL 35801 - Start Date 09/20/2024 - 0 Hours Per Month/ During trading

Exams

• S65 Uniform Investment Adviser Law Examination
  1992-11-21
• S63 Uniform Securities Agent State Law Examination
  1988-01-22

Other Names

• Wes Neighbors