Carlina Ann Duggan

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2019 → 09/2023
  Transamerica Financial Advisors, Inc
  Greenwood Village, CO
• 12/2018 → 09/2023
  World Financial Group, Inc.
  Greenwood Village, CO
• 01/2018 → 12/2018
  Summit Fire And Ems Authority
  Dillon, CO
• 04/2007 → 12/2017
  Lake Dillon Fire Protection District
  Dillon, CO
• 04/2020 → 09/2023
  College Loan Freedom
  Henderson, NV
• 07/2021 → 09/2023
  Net Law Group Inc.
  Louisville, KY
• 05/2019 → 08/2023
  Wealthwave
  Johns Creek, GA
• 01/2023 → 05/2024
  Masternetworks
  Mckinney, TX
• 06/2023 → 12/2024
  Elite Student Loan Consulting, Llc
  Aurora, CO
• 10/2023 → 12/2024
  Summit Global Investments
  Bountiful, UT
• 01/2024 → 05/2024
  United Planners
  Scottsdale, AZ
• 09/2023 → 12/2024
  Metro Funding Group, Llc
  Denver, CO
• 11/2023 → Present
  Carlina J Duggan
  Englewood, CO
• 09/2022 → 12/2024
  Bali Computing Ltd Dba Federal Student Loan Repayment Advisors L
  Henderson, NV
• 12/2024 → Present
  Lpl Financial Llc
  Greenwood Village, CO

Previous Registrations

• 2024-10-25 → 2025-03-19
  Summit Global Investments, Llc
  Bountiful, UT

Other Businesses

1)04/08/2025 - Carlina Duggan - Non-Variable Insurance - Inv Rel - Cornelius, NC - start: 10/2023 - 20 Hr/Mth 2)04/08/2025 - Gray Tiger Properties, LLC - Business Owner - Non-Inv Rel - Aurora, CO - Start: 11/2024 - 40 Hr/Mth 3) 12/18/2025-The Integrity Wealth Group-LPL IAR / Assistant-DBA for LPL Business (entity for LPL business)-Inv Related-At reported business location(s)-Start date 12/19/2025-160hrs/mth-160hrs/mth during trading

Exams

• S65 Uniform Investment Adviser Law Examination
  2024-10-24
• S63 Uniform Securities Agent State Law Examination
  2020-11-13

Other Names

• Carlina Ann Johnson
• Carlina Ann Lockwood
• Carlina Ann Johnson
• Carlina Ann Johnson
• Carlina Ann Lockwood