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Peter Douglas Hamilton

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Stamford, CT

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2021-11-09
  • CT RA
    APPROVED
    Since 2021-11-09

Branch Locations

301 Tresser Blvd, Stamford, CT 06901 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Banc Of America Securities Llc Charlotte NC 10/1998 06/2020
Merrill Lynch, Pierce, Fenner & Smith Incorporated Stamford CT 05/2021 Present
Optimum Quantvest Corp (Formerly Hillswick Asset Mgt) Stamford CT 12/2003 10/2019
Unemployed Greenwich CT 10/2019 01/2020
International Solutions Network San Francisco CA 01/2020 05/2021
Bank Of America, N.A. Stamford CT 09/2021 Present
  • 10/1998 → 06/2020
    Banc Of America Securities Llc
    Charlotte, NC
  • 05/2021 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Stamford, CT
  • 12/2003 → 10/2019
    Optimum Quantvest Corp (Formerly Hillswick Asset Mgt)
    Stamford, CT
  • 10/2019 → 01/2020
    Unemployed
    Greenwich, CT
  • 01/2020 → 05/2021
    International Solutions Network
    San Francisco, CA
  • 09/2021 → Present
    Bank Of America, N.A.
    Stamford, CT
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-10-04
S63 Uniform Securities Agent State Law Examination 1989-01-04
  • S66 Uniform Combined State Law Examination
    2021-10-04
  • S63 Uniform Securities Agent State Law Examination
    1989-01-04

View on SEC IAPD

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