Michael Fredrick Hammerman

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2024-08-15
TX	RA	APPROVED_RES	2009-06-23

CA RA
APPROVED

Since 2024-08-15
TX RA
APPROVED_RES

Since 2009-06-23

Branch Locations

14636 N Scottsdale Rd, Scottsdale, AZ 85254 • United States

Scottsdale, AZ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Great Neck	NY	02/1993	Present

02/1993 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Great Neck, NY

Other Businesses

I*2631289, Entity Type: , Name of OBA: E H, Address: Paradise Valley, Arizona, 85253, Investment Related: N, Position, Title, Association: Power of Attorney, Employee State Date: 07/17/2025, No Hours: 2 Yearly, No Hours during Trading: 0 Yearly, Duties: I*2631287, Entity Type, Name of OBA: S H Address:Paradise valleyArizona85253 Investment Related: No Position, Title, Association: Power of Attorney Employee Start Date: 07/17/2025 No Hours: 2 yearly No Hours during trading: 0 Duties: I*3983276 Entity Type: N/A Name of OBA: The S and E H Family Trust Address: paradise valley, Arizona, 85253 Investment Related: No Position, Title, Association: Successor Trustee Employee Start Date: 03/04/2026 Number of Hours: 2, Yearly Number of Hours during trading: 0, Yearly Duties: Parents

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2013-03-08
S63	Uniform Securities Agent State Law Examination	1995-02-01

S65 Uniform Investment Adviser Law Examination

2013-03-08
S63 Uniform Securities Agent State Law Examination

1995-02-01

Other Names

Michael Hammerman

View on SEC IAPD