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Current Employers
State Farm Investment Management Corp.

One State Farm Plaza B-2, Bloomington, IL 61710-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2026-07-10
OR RA APPROVED 2026-07-10
NV RA APPROVED 2026-07-01
CA RA APPROVED 2026-06-29
  • AZ RA
    APPROVED
    Since 2026-07-10
  • OR RA
    APPROVED
    Since 2026-07-10
  • NV RA
    APPROVED
    Since 2026-07-01
  • CA RA
    APPROVED
    Since 2026-06-29

Branch Locations

Porter Ranch, CA • United States

1103 E Clark Ave Ste D, Santa Maria, CA 93455 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Llc Los Angeles CA 03/2023 09/2024
Self Employed Los Angeles CA 11/2008 03/2023
Massmutual Life Insurance Company Los Angeles CA 09/2024 12/2024
Mml Investors Services, Llc Los Angeles CA 11/2024 12/2024
Farmers Insurance Burbank CA 12/2024 06/2026
Mmlis Inc. Los Angeles CA 11/2024 12/2024
Ameriprise Los Angeles CA 03/2023 10/2024
The Passman Group Los Angeles CA 05/2008 03/2023
Farmers Financial Solutions Burbank CA 01/2025 06/2026
Antonio Mendoza Insurance Agency Santa Maria CA 05/2026 Present
State Farm Vp Management Corp Santa Maria CA 06/2026 Present
State Farm Investment Management Corp Santa Maria CA 06/2026 Present
  • 03/2023 → 09/2024
    Los Angeles, CA
  • 11/2008 → 03/2023
    Self Employed
    Los Angeles, CA
  • 09/2024 → 12/2024
    Massmutual Life Insurance Company
    Los Angeles, CA
  • 11/2024 → 12/2024
    Los Angeles, CA
  • 12/2024 → 06/2026
    Farmers Insurance
    Burbank, CA
  • 11/2024 → 12/2024
    Mmlis Inc.
    Los Angeles, CA
  • 03/2023 → 10/2024
    Ameriprise
    Los Angeles, CA
  • 05/2008 → 03/2023
    The Passman Group
    Los Angeles, CA
  • 01/2025 → 06/2026
    Farmers Financial Solutions
    Burbank, CA
  • 05/2026 → Present
    Antonio Mendoza Insurance Agency
    Santa Maria, CA
  • 06/2026 → Present
    State Farm Vp Management Corp
    Santa Maria, CA
  • 06/2026 → Present
    Santa Maria, CA
Previous Registrations
  • 2026-02-27 → 2026-06-05
    Burbank, CA
  • 2024-11-12 → 2024-12-11
    Los Angeles, CA
    Los Angeles, CA
  • 2023-08-14 → 2024-10-03
    Los Angeles, CA
    Porter Ranch, CA
  • 2006-09-21 → 2007-11-09
    Gunnallen Financial, Inc
    Santa Monica, CA
  • 2005-01-04 → 2006-09-07
    M.L. Stern & Co., Llc.
    Beverly Hills, CA
    Agoura Hills, CA
    Beverly Hills, CA
    Beverly Hills, CA
  • 2004-06-15 → 2004-10-05
    First Montauk Securities Corp.
    Beverly Hills, CA
Other Businesses

Antonio Mendoza Insurance Agency; Investment-related; 1103 E Clark Ave Ste D Santa Maria, CA 93455; Insurance (State Farm Mutual Automobile Insurance Company and its affiliates); Agent employee; Agent Team Member; 05/20/2026; 80; 80; Service customers

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-08-09
S65 Uniform Investment Adviser Law Examination 1995-09-09
S63 Uniform Securities Agent State Law Examination 1989-03-16
  • S66 Uniform Combined State Law Examination
    2023-08-09
  • S65 Uniform Investment Adviser Law Examination
    1995-09-09
  • S63 Uniform Securities Agent State Law Examination
    1989-03-16
Other Names
  • Brian T Keith
  • Brian Thomas Keith

View on SEC IAPD

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