Best Investors Account Sign in
Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2012-11-02
IL RA APPROVED 2007-09-21
  • TX RA
    APPROVED_RES
    Since 2012-11-02
  • IL RA
    APPROVED
    Since 2007-09-21

Branch Locations

336 S 36Th St, Quincy, IL 62301 • United States

Quincy, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated : 7691 Quincy IL 09/2007 Present
Bank Of America, N.A. Quincy IL 07/2011 Present
  • 09/2007 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated : 7691
    Quincy, IL
  • 07/2011 → Present
    Bank Of America, N.A.
    Quincy, IL
Previous Registrations
  • 2000-12-22 → 2007-09-26
    A. G. Edwards & Sons, Inc.
    Quincy, IL
Other Businesses

I*79597FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATIONNAME OF OUTSIDE BUSINESS ORGANIZATION: TRANSITIONS OF WESTERN IL FOUNDATION BOARDINVESTMENT RELATED: YADDRESS OF BUSINESS:QUINCY, ILLINOIS 62301NATURE OF BUSINESS: CHARITABLE ORGANIZATION,POSITION, TITLE, ASSOCIATION: ADVISORY BOARD MEMBER, START DATE OF RELATIONSHIP: 3/24/2015NUMBER OF HOURS DEVOTED: 4 HOUR(S) QUARTERLYNUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0DUTIES: I AM ON A FOUNDATION BOARD THAT MEETS TWICE A YEAR AND REVIEWS THE PORTFOLIO THAT IS CURRENTLY MANAGED BY WELLS FARGO USING OUTSIDE MONEY MANAGERS. I*7370For profit or not for profit: Name of outside business organization: Rich & L MarcollaInvestment related: Address of business:Quincy, Illinois 62301Nature of business: ,Position, title, association: , Start date of relationship: 10/21/2018Number of hours devoted: 0 hour(s) Number of hours devoted during trading hours: 0Duties: I*122546For profit or not for profit: For-Profit OrganizationName of outside business organization: LA COLA LLCInvestment related: YAddress of business:Quincy, Illinois 62301Nature of business: LLC,Position, title, association: Family Held, Start date of relationship: 5/1/2019Number of hours devoted: 0 hour(s) AnnuallyNumber of hours devoted during trading hours: 0Duties: I am a LLC partner with my spouse I*2156295, Entity Type: Entity Charitable, Name of OBA: United Way of Adams County, Address: Quincy, Illinois, 62301, Investment Related: N, Position, Title, Association: Committee, Employee State Date: 01/22/2025, No Hours: 3 Monthly, No Hours during Trading: 0 Monthly, Duties: Committee for local fundraiser. Family Feud game show. themed game show to raise money for the United Way of Adams County. I will be the HOST of the Family Feud game show themed fundraiser. We will be using local residents of Adams County IL to be part of the families and may also reach out to help the United Way get participants. I will not fund raise or ask for donations, I am basically Steve Harvey/Richard Dawson

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-12-21
S63 Uniform Securities Agent State Law Examination 1991-07-08
  • S66 Uniform Combined State Law Examination
    2000-12-21
  • S63 Uniform Securities Agent State Law Examination
    1991-07-08

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Quincy, IL

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor