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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2012-11-02 |
| IL | RA | APPROVED | 2007-09-21 |
Branch Locations
336 S 36Th St, Quincy, IL 62301 • United States
Quincy, IL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated : 7691 | Quincy | IL | 09/2007 | Present |
| Bank Of America, N.A. | Quincy | IL | 07/2011 | Present |
I*79597FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATIONNAME OF OUTSIDE BUSINESS ORGANIZATION: TRANSITIONS OF WESTERN IL FOUNDATION BOARDINVESTMENT RELATED: YADDRESS OF BUSINESS:QUINCY, ILLINOIS 62301NATURE OF BUSINESS: CHARITABLE ORGANIZATION,POSITION, TITLE, ASSOCIATION: ADVISORY BOARD MEMBER, START DATE OF RELATIONSHIP: 3/24/2015NUMBER OF HOURS DEVOTED: 4 HOUR(S) QUARTERLYNUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0DUTIES: I AM ON A FOUNDATION BOARD THAT MEETS TWICE A YEAR AND REVIEWS THE PORTFOLIO THAT IS CURRENTLY MANAGED BY WELLS FARGO USING OUTSIDE MONEY MANAGERS. I*7370For profit or not for profit: Name of outside business organization: Rich & L MarcollaInvestment related: Address of business:Quincy, Illinois 62301Nature of business: ,Position, title, association: , Start date of relationship: 10/21/2018Number of hours devoted: 0 hour(s) Number of hours devoted during trading hours: 0Duties: I*122546For profit or not for profit: For-Profit OrganizationName of outside business organization: LA COLA LLCInvestment related: YAddress of business:Quincy, Illinois 62301Nature of business: LLC,Position, title, association: Family Held, Start date of relationship: 5/1/2019Number of hours devoted: 0 hour(s) AnnuallyNumber of hours devoted during trading hours: 0Duties: I am a LLC partner with my spouse I*2156295, Entity Type: Entity Charitable, Name of OBA: United Way of Adams County, Address: Quincy, Illinois, 62301, Investment Related: N, Position, Title, Association: Committee, Employee State Date: 01/22/2025, No Hours: 3 Monthly, No Hours during Trading: 0 Monthly, Duties: Committee for local fundraiser. Family Feud game show. themed game show to raise money for the United Way of Adams County. I will be the HOST of the Family Feud game show themed fundraiser. We will be using local residents of Adams County IL to be part of the families and may also reach out to help the United Way get participants. I will not fund raise or ask for donations, I am basically Steve Harvey/Richard Dawson
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2000-12-21 |
| S63 | Uniform Securities Agent State Law Examination | 1991-07-08 |
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