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Wells Fargo Clearing Services, LLC CRD 19616
$671B regulatory AUM 5,302 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2022-01-05 |
| TX | RA | APPROVED_RES | 2022-01-05 |
| AZ | RA | APPROVED | 2020-01-10 |
Branch Locations
16165 N 83Rd Ave Ste 140, Peoria, AZ 85382 • United States
16165 N 83Rd Ave Ste 140 [Py-Rbo], Peoria, AZ 85382 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services Llc | Peroia | AZ | 01/2020 | Present |
| Wells Fargo Clearing Services Llc | Vancouver | WA | 01/2016 | 12/2019 |
RENTAL PROPERTY; INVESTMENT RELATED; CAMAS,WA; 100% OWNERSHIP; START DATE 04/01/2021; NUMBER OF HOURS PER MONTH 0; NUMBER OF HOURS DURING TRADING 0; OWNER.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-06-13 |
| S65 | Uniform Investment Adviser Law Examination | 1998-08-25 |
| S63 | Uniform Securities Agent State Law Examination | 1987-07-08 |
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