Joseph Robert Loeffler

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
ID	RA	APPROVED	2025-05-19
CA	RA	APPROVED	2009-06-01
TX	RA	APPROVED_RES	2009-06-01

ID RA
APPROVED

Since 2025-05-19
CA RA
APPROVED

Since 2009-06-01
TX RA
APPROVED_RES

Since 2009-06-01

Branch Locations

Star, ID • United States

456 West Foothill Blvd, Claremont, CA 91711 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley Smith Barney Llc	Claremont	CA	06/2009	Present
Morgan Stanley Private Bank, N.A.	New York	NY	01/2015	Present

06/2009 → Present

Morgan Stanley Smith Barney Llc

Claremont, CA
01/2015 → Present

Morgan Stanley Private Bank, N.A.

New York, NY

Previous Registrations

2007-04-02 → 2009-06-01

Morgan Stanley & Co. Llc

Redlands, CA
1997-07-08 → 2007-04-02

Morgan Stanley Dw Inc.

Redlands, CA

Other Businesses

*378867 - Joe Shield Chill; Investment related - No; Manufacturing and sales; Sole owner (proprietor, partner, officer, director, employee, trustee, agent); Oct 2019; During business hours: 0; After business hours: 8; Sales marketing and manufacturing.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1998-03-23
S63	Uniform Securities Agent State Law Examination	1991-06-25

S65 Uniform Investment Adviser Law Examination

1998-03-23
S63 Uniform Securities Agent State Law Examination

1991-06-25

Other Names

Joe Loeffler

View on SEC IAPD