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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-05-12
GA RA APPROVED 2011-01-27
  • TX RA
    APPROVED_RES
    Since 2022-05-12
  • GA RA
    APPROVED
    Since 2011-01-27

Branch Locations

1100 Abernathy Road Ne Building 500; Suite 1850, Atlanta, GA 30328 • United States

Brookhaven, GA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates, Inc. Atlanta GA 02/1993 Present
Other Businesses

Name of Business : Tupelo Honey Cafe Restaurant Address: na,na, GA Nature of the Business: Personal/Private Investment Position/Title: Investment Related:Yes Start Date: 04/17/2017 Hours per month devoted to this business: 0 Hours per month devoted to this business during trading hours: 0 Description of duties: no responsibilites

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2000-08-17
S63 Uniform Securities Agent State Law Examination 1987-07-21
  • S65 Uniform Investment Adviser Law Examination
    2000-08-17
  • S63 Uniform Securities Agent State Law Examination
    1987-07-21
Other Names
  • Bob Schwartz

View on SEC IAPD

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