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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2010-06-23 |
| TX | RA | APPROVED_RES | 1996-03-29 |
Branch Locations
724 W Lancaster Ave Pbig - Wayne, Wayne, PA 19087 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Philadelphia | PA | 10/1987 | Present |
| Bank Of America, N.A. | Wayne | PA | 06/2011 | Present |
I*67902For profit or not for profit: Non-Profit OrganizationName of outside business organization: Th Haverford SchoolInvestment related: NoAddress of business: Haverford, Pennsylvania 19041Position, title, association: TrusteeStart date of relationship: 1/1/2013Number of hours devoted: 3 hour(s) MonthlyNumber of hours devoted during trading hours: 0Duties: board of trustees for the schoolI*: 584317Entity Type: CharitableName of OBA: CFP Board of DirectorsAddress: Washington, DC 20005Investment Related: NoPosition, Title, Association: Committee, Board MemberEmployee Start Date: 01/27/2022Number of Hours: 25 hrs mthlyNumber of Hours during trading: 0Duties: CFP Board of DirectorsI*3367268Entity Type: Fiduciary roleName of OBA: J. R K.Address: Malvern, Pennsylvania, 19355Investment Related: NoPosition, Title, Association: Power of AttorneyEmployee Start Date: 12/31/2025Number of Hours: 1, WeeklyNumber of Hours during trading: 0Duties: Power of Attorney/In-LawsI*3368265Entity Type: Fiduciary roleName of OBA: J. R K.Address: Malvern, Pennsylvania, 19355Investment Related: NoPosition, Title, Association: ExecutorEmployee Start Date: 04/15/2027Number of Hours: 0Number of Hours during trading: 0Duties: Executor/In-Laws I*3470304 Entity Type: N/A Name of OBA: J R K PLEDGED TO ML LENDER Address: Malvern, Pennsylvania, 19355 Investment Related: No Position, Title, Association: Executor Employee Start Date: 11/13/2026 Number of Hours: 0, Yearly Number of Hours during trading: 0, Yearly Duties: In-Laws I*3484266 Entity Type: N/A Name of OBA: J R K PLEDGED TO ML LENDER Address: malvern, Pennsylvania, 19355 Investment Related: No Position, Title, Association: Executor Employee Start Date: 11/13/2026 Number of Hours: 0, Yearly Number of Hours during trading: 0, Yearly Duties: In-Laws
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-10-05 |
| S63 | Uniform Securities Agent State Law Examination | 1987-09-10 |
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