Todd Maxwell Cooke

Employer firm

Kovack Advisors, Inc. CRD 140808

$6.28B regulatory AUM 205 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Kovack Advisors, Inc.

6451 N. Federal Hwy Suite 1201, Ft. Lauderdale, FL 33308 • United States

Current Registrations

Authority	Category	Status	Date
LA	RA	APPROVED	2021-03-12

LA RA
APPROVED

Since 2021-03-12

Branch Locations

Greenwell Springs, LA • United States

6451 N. Federal Hwy Suite 1201, Ft. Lauderdale, FL 33308 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Albemarle Corporation	Baton Rouge	LA	03/1992	12/2021
Kovack Securities Inc	Fort Lauderdale	FL	05/2004	Present
Kovack Advisors, Inc.	Fort Lauderdale	FL	02/2021	Present

03/1992 → 12/2021

Albemarle Corporation

Baton Rouge, LA
05/2004 → Present

Kovack Securities Inc

Fort Lauderdale, FL
02/2021 → Present

Kovack Advisors, Inc.

Fort Lauderdale, FL

Other Businesses

1) DBA: CORNERSTONE INVESTMENT SERVICES, LLC - 17658 LAKE VISTA DRIVE, GREENWELL SPRINGS, LA 70739; INVESTMENT RELATED; INVESTMENTS AND ADVISORY; PRESIDENT; 100% OF TIME SPENT. 2) INSURANCE SALES - 17658 LAKE VISTA DRIVE, GREENWELL SPRINGS, LA 70739; NON-INVESTMENT RELATED; LIFE, HEALTH AND ANNUITIES; PRESIDENT; LESS THAN 1% OF TIME SPENT.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2021-03-12
S63	Uniform Securities Agent State Law Examination	1987-07-22

S65 Uniform Investment Adviser Law Examination

2021-03-12
S63 Uniform Securities Agent State Law Examination

1987-07-22

View on SEC IAPD