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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2026-07-14 |
| TX | RA | APPROVED | 2026-07-13 |
Branch Locations
44 Old Ridgebury Rd Suite 301 3Rd Fl, Danbury, CT 06810 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Greenwich | CT | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Greenwich | CT | 11/2016 | 07/2026 |
| Wells Fargo Advisors Financial Network, Llc | Danbury | CT | 07/2026 | Present |
NOTARY PUBLIC; 09/08/04 - 09/30/09; 1HR/MOS; 0.5HR/MOS DURING TRADING HOURS; NOTARIZE SIGNATURES. GLOBAL BLOG LLC; NOT INVESTMENT RELATED; NEW FAIRFIELD, CT; INTERNET-BASED AFFILIATE MARKETING; 100% OWNERSHIP; START DATE = 10/08/2010; 30 HOURS DEVOTED PER MONTH; NONE DURING TRADING HOURS; DUTIES INVOLVE BUILDING WEBSITE PAGES MENTIONING NON-FINANCIAL-RELATED PRODUCTS AND SERVICES AND THEN DIRECTING INTERESTED PARTIES TO COMPANIES OFFERING THOSE PRODUCTS AND SERVICES. WWDILEIE LLC ; INV RELATED; NEW FAIRFIELD,CT; LLC;100% OWNERSHIP; START DATE: 01/22/2026; 5 HRS PER MONTH; 0 HRS DURING TRADING; OLD RIDGEBURY LLC ; INV RELATED; NEW FAIRFIELD,CT; LLC;80% OWNERSHIP; START DATE: 01/22/2026; 10 HRS PER MONTH; 0 HRS DURING TRADING;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-09-08 |
| S63 | Uniform Securities Agent State Law Examination | 1987-06-29 |
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