Christie Ann Baker

Employer firm

Perigon Wealth Management, LLC CRD 131037

$11.3B regulatory AUM 3 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2011 → 11/2021
  Baker & Associates
  Irvine, CA
• 11/2021 → Present
  Perigon Wealth Management, Llc
  Irvine, CA

Previous Registrations

• 2011-01-28 → 2021-11-01
  Baker & Associates
  Irvine, CA
• 1997-07-08 → 2011-05-03
  Mml Investors Services, Llc
  Irvine, CA
  Newport Beach, CA
  Newport Beach, CA
• 2003-03-19 → 2011-04-23
  Baker & Associates
  Irvine, CA
  Newport Beach, CA

Other Businesses

Name: Independent Insurance Agent. Investment Related: No. Address: Irvine, CA. Nature: Accident and health and life insurance. Position: Insurance Agent. Start date:02/2000. Approximate number of hours/month: 16. Approximate number of hours during trading hours: 0. Duties: Sales of accident and health and life insurance products.

Exams

• S63 Uniform Securities Agent State Law Examination
  1988-05-24

Designations

• Certified Financial Planner
• Personal Financial Specialist

Other Names

• Christie Ann Thoerner
• Chris Ann Baker