Michael Vincent Vallee

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2015-01-07

TX RA
APPROVED

Since 2015-01-07

Branch Locations

1400 Civic Place Suite 200, Southlake, TX 76092 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley	Southlake	TX	01/2015	Present
Morgan Stanley Private Bank, National Association	New York	NY	02/2015	Present

01/2015 → Present

Morgan Stanley

Southlake, TX
02/2015 → Present

Morgan Stanley Private Bank, National Association

New York, NY

Previous Registrations

2013-02-13 → 2015-01-08

Raymond James & Associates, Inc.

Ft. Worth, TX

Southlake, TX
2004-11-04 → 2013-02-13

Morgan Keegan & Company, Llc

Flower Mound, TX

Ft. Worth, TX

Flower Mound, TX

Flower Mound, TX

Dallas, TX

Southlake, TX
2003-07-01 → 2004-11-18

Wells Fargo Clearing Services, Llc

Ft Worth, TX
2002-03-13 → 2003-07-01

Prudential Equity Group, Llc

Fort Worth, TX

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2002-03-13
S63	Uniform Securities Agent State Law Examination	1987-06-23

S65 Uniform Investment Adviser Law Examination

2002-03-13
S63 Uniform Securities Agent State Law Examination

1987-06-23

View on SEC IAPD

Current Employers

Morgan Stanley

Disclosures

Employment History

Previous Registrations

Exams

Other Firms

Other Investors

Other Offices

Reviews