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Joseph Paul Carroll

Charles Schwab & Co., Inc.

Hingham, MA

Boston, MA

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2021-10-04
  • CT RA
    APPROVED
    Since 2021-10-04

Branch Locations

94 Derby Street Suite 203, Hingham, MA 02043 • United States

127 Congress Street Floor 01, Boston, MA 02110-2511 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Brokerage Services, Llc Braintree MA 05/2000 06/2021
Fidelity Personal And Workplace Advisors Boston MA 07/2018 06/2021
Charles Schwab Bank, Ssb Hingham MA 09/2021 Present
Charles Schwab & Co., Inc. Hingham MA 09/2021 Present
  • 05/2000 → 06/2021
    Fidelity Brokerage Services, Llc
    Braintree, MA
  • 07/2018 → 06/2021
    Fidelity Personal And Workplace Advisors
    Boston, MA
  • 09/2021 → Present
    Charles Schwab Bank, Ssb
    Hingham, MA
  • 09/2021 → Present
    Charles Schwab & Co., Inc.
    Hingham, MA
Previous Registrations
  • 2018-07-13 → 2021-07-09
    Fidelity Personal And Workplace Advisors
    Boston, MA
  • 2000-09-13 → 2018-07-13
    Strategic Advisers Llc
    Braintree, MA
    Hingham, MA
Other Businesses

1) Rental Property | Investment Related:No|104 day Road Wellfleet |Wellfleet|MA|02663|United states|Hotels/Lodging|owner of vacation home|1/1/2025|Less than 20|0|weekly rental of property .... I clean out the property for new renters ..collect rents from people who rent the home

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-02-08
S63 Uniform Securities Agent State Law Examination 1992-04-28
  • S65 Uniform Investment Adviser Law Examination
    1999-02-08
  • S63 Uniform Securities Agent State Law Examination
    1992-04-28
Other Names
  • Joseph Paul Carroll
  • Joseph Paul Carroll
  • Joseph Carroll

View on SEC IAPD

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MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
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PATRIOT MULLARE ASSOCIATES, INC
ALLEGIANCE FINANCIAL SERVICES, INC.
AMERIPRISE FINANCIAL SERVICES, LLC
GLOBAL VIEW CAPITAL MANAGEMENT LLC
RAYMOND JAMES & ASSOCIATES, INC.
GORMAN FINANCIAL MANAGEMENT

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PATRICK JOSEPH LANGAN
PATRICK J MCAULIFFE
Bryan K Turner
Daniel David Le
Christopher E Fahey
Andrew DAMIEN Burns
DAVID G CAPELLE

Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · HINGHAM, MA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · HINGHAM, MA
ONE CHARLES PRIVATE WEALTH · HINGHAM, MA
PATRIOT MULLARE ASSOCIATES, INC · HINGHAM, MA
ALLEGIANCE FINANCIAL SERVICES, INC. · HINGHAM, MA
AMERIPRISE FINANCIAL SERVICES, LLC · Hingham, MA
GLOBAL VIEW CAPITAL MANAGEMENT LLC · HINGHAM, MA
RAYMOND JAMES & ASSOCIATES, INC. · Hingham, MA

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